![]() We are a boutique firm and we pride ourselves on handling unique situations that larger companies may find too intricate to manage. We take a customized approach to investment management, and offer tailored solutions to address each individual scenario. ![]() This strategy involves focusing on the changes in future earnings expectations and identifying companies that sell below their intrinsic value. ![]() Now at SilverOak Investments, he assists clients and trusted professional partners by managing their assets through a customized “process driven” investment approach. Prior to starting SilverOak Investments, Ryan was a First Vice President and Portfolio Management Director with Morgan Stanley in Newport Beach. ![]() Morgan Stanley acquired Smith Barney shortly thereafter. Ryan joined Smith Barney in 2008 to pursue his goal of working in portfolio management on a discretionary basis. He became a registered associate in 2006 and became a Certified Retirement Planning Counselor a few years later. Having worked in the financial services industry for over a decade, Ryan started his career with Merrill Lynch in Newport Beach. Yuhnke is the founder of SilverOak Investments. If you or a loved one have suffered investment losses, please call us at 88 or complete our contact form for a free and confidential consultation.Ryan J. (Information current as of September 20, 2022.)Ĭarlson Law represents investors throughout the United States in claims against financial advisors and investment firms. He is licensed in Arizona, California, Colorado, Florida, Hawaii, Idaho, Indiana, Iowa, Maryland, Massachusetts, Michigan, Missouri, Nevada, New York, Oregon, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin. His credentials include the passage of five securities industry qualifying exams: the General Securities Representative Examination, or Series 7 the Futures Managed Funds Examination, or Series 31 the Securities Industry Essentials Examination, or SIE the Uniform Securities Agent State Law Examination, or Series 63 and the Uniform Investment Adviser Law Examination, or Series 65. His past registrations include Morgan Stanley & Company (Newport Beach, California 2007-2009) and Morgan Stanley DW (Newport Beach, California 1992-2007). Based in Newport Beach, California, he has been a broker and an investment advisor with Morgan Stanley since 2009. The complainants alleged damages of $58,735.88 in the complaint, which settled for an amount unspecified on his BrokerCheck report.Īccording to the Financial Industry Regulatory Authority, David Lehnertz holds 29 years of securities industry experience. The pending complaint alleges damages of $5,000,000.Īn earlier investor complaint, filed in 1996, alleged the unsuitable recommendation of a mutual fund investment while he was a representative of Dean Witter Reynolds. The most recent, filed in December 2021, alleges that as a representative of Morgan Stanley Smith Barney, he provided unsuitable recommendations in connection with a managed account. Lehnertz’s BrokerCheck report discloses two investor complaints. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Morgan Stanley. Newport Beach financial advisor David Lehnertz (CRD# 2287146) recently received an investor complaint alleging his conduct resulted in millions of dollars in damages. David Lehnertz: $5 Million Complaint Against Morgan Stanley Advisor
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